Divisions: Enforcement

The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements.

About the Division Enforcement Actions     Federal Court Actions     Administrative Proceedings     ALJ Initial Decisions & Orders     Commission Opinions Trading Suspensions Investors Claims Funds Complaint Center

Internet Enforcement Program Prime Bank Fraud Information Center SEC Microcap Fraud Initiatives Insider Trading Bounty Program Investor Alerts

http://www.sec.gov/divisions/enforce.shtml